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Compliance Manager - Marketing
Advise and counsel on applicable SEC, FINRA, MSRB and state securities regulations for marketing/advertising materials. Maintain up-to-date understanding of new and proposed regulations. Approve broker dealer/RIA marketing and advertising materials.
Date Posted:
6/19/2024
Remote Work Level:
Hybrid Remote
Location:
Westwood, MAJob Type:
Employee
Job Schedule:
Full-Time
Career Level:
Experienced
Travel Required:
No specification
Categories:
Company:
Company details here
Benefits:
Company Benefits here
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