Wealth Management Compliance Electronic Surveillance Associate

Perform daily and weekly processes to retain and supervise electronic communications. Review employee communications to ensure policy and regulation compliance. Collaborate with internal and external stakeholders for recordkeeping and supervision needs.

• Date Posted:

  6/3/2024 

• Remote Work Level:

  Hybrid Remote

• Location:

  Johnston, RI, Westwood, MA

• Job Type:

  Employee

• Job Schedule:

  Full-Time

• Career Level:

  Experienced

• Travel Required:

  No specification

• Categories:

  Banking, Legal, Accounting & Finance, Risk Management

• Company:

  Company details here

• Benefits:

  Company Benefits here

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