Executive Director II, Head of Capital Markets Compliance

Oversee the regulatory compliance program for US Capital Markets, including broker-dealer operations. Manage a team of compliance officers, participate in key committees, and act as a liaison for regulatory exams and inquiries. Design and implement r...

• Date Posted:

  6/24/2024 

• Remote Work Level:

  Hybrid Remote

• Location:

  New York, NY

• Job Type:

  Employee

• Job Schedule:

  Full-Time

• Career Level:

  Senior Level Manager (Director, Dept Head, VP, General Manager, C-level)

• Travel Required:

  No specification

• Categories:

  Accounting & Finance, Banking

• Company:

  Company details here

• Benefits:

  Company Benefits here

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