FINRA Supervisory Principal

Responsible for executing regulatory risk initiatives, ensuring appropriate documentation is completed, and identifying potential audit issues. Interacts with internal partners to monitor execution of regulations and participates in regulatory and au..

• Date Posted:

  6/6/2024 

• Remote Work Level:

  100% Remote

• Location:

  Cleveland, OH

• Job Type:

  Employee

• Job Schedule:

  Full-Time

• Career Level:

  Experienced

• Travel Required:

  No specification

• Categories:

  Business-to-Business (B2B), Banking, Accounting & Finance, Risk Management

• Company:

  Company details here

• Benefits:

  Company Benefits here

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