Supervisory Principal

Responsible for providing first-line supervision to Office of Supervisory Jurisdiction (OSJ) Managers and Registered Representatives. Ensure adherence to Written Supervisory Procedures (WSPs) and relevant securities rules and regulations. Review and ..

• Date Posted:

  6/26/2024 

• Remote Work Level:

  100% Remote

• Location:

  US National

  

• Job Type:

  Employee

• Job Schedule:

  Full-Time

• Career Level:

  Senior Level Manager (Director, Dept Head, VP, General Manager, C-level)

• Travel Required:

  Yes

• Categories:

  Accounting & Finance

• Company:

  Company details here

• Benefits:

  Company Benefits here

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